Financial services

Surveillance and agent governance built for the regulator.

Compiled surfaces insider trading, market manipulation, and rogue trading-agent actions in real time — across your e-communications channels, with explainable findings your compliance team and examiners can stand behind. Aligned to SEC, FINRA, FCA, and MiFID II obligations. Runs entirely in your environment, procured through the Azure Marketplace. Zero bytes of communications data leave your tenant.

SEC / FINRA compliance

Real-time supervision under FINRA Rule 3110 and SEC recordkeeping requirements.

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FCA / MiFID II compliance

Communications recording and market-abuse surveillance that goes beyond keywords.

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AI-agent governance

Control every trading and research agent action in real time, before it executes.

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Communications surveillance

Surface conduct risk across email, chat, and collaboration tools — in full, not sampled.

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Ready to close your surveillance gap?

Chat with our team or book a 30-minute walkthrough.

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